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Appeal Dismissed on Fixed and Escalating Penalty Notices

  • The tribunal dismissed the employer’s appeal against both a Fixed Penalty Notice and an Escalating Penalty Notice, but remitted the matter to the respondent; no further directions were made.
  • The penalties arose because the employer failed to comply with a compliance notice requiring its declaration of compliance by 3 December 2025.
  • The employer argued it had a reasonable excuse due to refurbishment-related mail disruption, non-receipt of notices, unfamiliarity with statutory duties, and prompt compliance once notified.
  • The respondent maintained the notices were validly issued and served at the registered office, relying on statutory presumptions of service and receipt.

Source: bailii.org

Note that this post was (partially) written with the help of AI. It is always useful to review the original source material, and where needed to obtain (local) advice from a specialist.



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